Compliance Manager - Peterborough

Compliance Manager - Peterborough

Mon to Fri normal office hours

My client based in Peterborough is looking for a Compliance Manager for their family run business.

Responsibilities include :-

Financial promotions - review, approve and record

Complaints - respond and record

PI insurer - inform of complaints, renewal etc

T & C scheme - write, review and maintain

Training - new starters

Call Monitoring Team Supervision - monitor calls, resolve disputes, maintain policy

Technical support - to both sales and admin teams, including numerous scheme benefit checks, lifetime allowance checks etc

Insurance Distribution Review - write policy/procedure and ensure adhered to

Money Laundering - assist admin with PEPs and Sanctions register

Vulnerable clients - listen to calls to assess if client vulnerable and if plan suitable

Conflicts of interest - maintain register

Breaches - maintain register

Please call for further information on the role and company